civil · Lexington division · 5:26-cv-00042
United States Securities and Exchange Commission v. CBA Pharma Inc.
U.S. District Court, Eastern District of Kentucky, filed Feb. 5, 2026.
- Docket number
- 5:26-cv-00042
- Court
- U.S. District Court, Eastern District of Kentucky — Lexington
- Date filed
- Feb. 5, 2026
- Assigned to
- Gregory F. Vantatenhove
- Nature of suit
- 850 Securities/Commodities
- Cause
- 15:77 Securities Fraud
- Jurisdiction
- U.S. Government Plaintiff
- Jury demand
- Plaintiff
- Records
- CourtListener / RECAP (free) · PACER (login, fees)
Parties (as listed)
- United States Securities and Exchange Commission
- Louis A. Carmichael
- CBA Pharma Inc.
- Wayne Michael Putnam
Party roles (plaintiff/defendant) are not exposed by the mirror; names are listed as they appear on the docket.
Recent docket entries
| Date | # | Entry |
|---|---|---|
| May 14, 2026 | 17 | MOTION to Stay or Hold in Abeyance, Civil Proceedings Pending Resolution of Related Criminal Action by Wayne Michael Putnam, pro se. (Attachments: # 1 Memorandum in Support, # 2 Proposed Order)(JDS) (Entered: 05/14/2026) |
| May 14, 2026 | 16 | MOTION for Extension of Time to File Answer and to Hold Case in Abeyance by Louis A. Carmichael, pro se. (JDS) (Entered: 05/14/2026) |
| April 21, 2026 | 15 | ORDER: 1. Dft Louis A. Carmichael's Motion for Extension of Time 9 is GRANTED; 2. Dft Wayne Michael Putnam's Motion for Extension of Time 12 is GRANTED; 3. Dft CBA Pharma Inc.'s Motion for Extension of Time 11 is GRANTED; 4. Dft shall have up to & including 5/14/2026, by which to file a responsive pleading in the above-captioned matter. Signed by Judge Gregory F. VanTatenhove on 4/21/2026. (ADH) cc: COR and Louis A. Carmichael, Wayne Michael Putnam by US Mail (Entered: 04/22/2026) |
A complaint or indictment is an allegation. Nothing here is a finding of liability or guilt unless a docket entry says the court entered one.